Our Regulatory Standards

PIP meets or exceeds all regulatory standards. We were among the first dealership to be accepted into the mutual fund dealer association- a testimony of our commitment to excellence and high standards.

We have established a top-notch Compliance Team to ensure consistent service and maintain our impeccable reputation.

Our Compliance program holds a presence in each province in which we are registered. Each Provincial Compliance Officer oversees the business and management of every branch office in that province. Our advisors are kept informed of all regulatory changes through our Provincial Compliance Officers.

We provide outstanding leadership in the area of compliance that nurtures excellence in our Branch Managers and Advisors. The partnership of skilled personnel and strong, committed management insures excellence in service for our advisors and clients.